Audit Director—SOX and IT
This Audit Director of SOX and IT is a consultant with an extensive background in audit. They have led multiple SOX implementation procedures, managed control evaluations and risk assessments, as well as created accounting and control policies and procedures. Have been consulting for the past eight years and while they have held high-level positions, have also executed consulting assignments where they were responsible for the hands-on testing procedures, walkthroughs and remediation efforts. Recently, completed a project involved in assessing the control environment surrounding a system implementation.
• Participated in SOX audit testing procedures including developing control testing plans, making sample selections, testing controls, identifying control weaknesses and participating in remediation efforts
• Participated on a SOX readiness project for a $10 million organization purchased by a public company
• Established the internal audit department including SOX audits, from scratch; partnered with two external audit firms
• Performed top-down Audit and IT risk assessments to identify key risks and opportunities for control improvement; participated in the implementation of recommended solutions as appropriate and/or requested by the client